0001298088-18-000009.txt : 20180213 0001298088-18-000009.hdr.sgml : 20180213 20180213134956 ACCESSION NUMBER: 0001298088-18-000009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARCLAYS PLC CENTRAL INDEX KEY: 0000312069 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-55179 FILM NUMBER: 18601915 BUSINESS ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP BUSINESS PHONE: 00442031340952 MAIL ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK PLC DATE OF NAME CHANGE: 19850313 FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK LTD DATE OF NAME CHANGE: 19820607 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Atlantic Trust Group, LLC CENTRAL INDEX KEY: 0001298088 IRS NUMBER: 043173832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3290 NORTHSIDE PARKWAY STREET 2: 7TH FLOOR CITY: ATLANTA STATE: 2Q ZIP: 30327 BUSINESS PHONE: 404-881-3400 MAIL ADDRESS: STREET 1: 3290 NORTHSIDE PARKWAY STREET 2: 7TH FLOOR CITY: ATLANTA STATE: 2Q ZIP: 30327 FORMER COMPANY: FORMER CONFORMED NAME: Atlantic Trust Group, Inc. DATE OF NAME CHANGE: 20040722 SC 13G 1 atmp13G-2017.txt BARCLAYS ATMP 13 G 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ________)* Barclays Bank, PLC (Name of Issuer) Ordinary Shares Barclays ETN+Select MLP ETN (Title of Class of Securities) 0674C723 (CUSIP Number) Clinton Ward, Chief Compliance Officer, 3290 Northside Parkway, 7th Floor, Atlanta, GA 30327 (404)881-3401 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: X Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No 0674C723 13G Page 2of 5 Pages 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Atlantic Trust Group, LLC 04-3173832 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 8,681,408 6. SHARED VOTING POWER 0 7. SOLE DISPOSITIVE POWER 8,681,408 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,681,408 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 42.76% 12.TYPE OF REPORTING PERSON (see instructions) Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G) CUSIP No.0674C723 13G Page 3 of 5 Pages Item 1. (a) Name of Issuer Barclays Bank PLC (b) Address of Issuer's Principal Executive Offices 1 Churchill Place, Canary Wharf London X0 E14 5HP Item 2. (a) Name of Person Filing Atlantic Trust Group, LLC (b) Address of the Principal Office or, if none, residence 3290 Northside Parkway, 7th Floor, Atlanta, GA 30327 (c) Citizenship Delaware (d) Title of Class of Securities Common (e) CUSIP Number 0674C723 Item 3.If this statement is filed pursuant to section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E): (f) An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F); (g)X A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813): (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j)Group,in accordance with section 240.13d-1(b)(1)(ii)(J). Item 4.Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned:8,681,408 (b) Percent of class: 42.76% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 8,681,408 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 8,681,408 (iv) Shared power to dispose or to direct the disposition of 0 Instruction. For computations regarding securities which represent a right to acquire an underlying security see section 240.13d-3(d)(1). Item 5.Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. Instruction. Dissolution of a group requires a response to this item Item 6.Ownership of More than Five Percent on Behalf of Another Person. Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Atlantic Trust Company, N.A. AT Investment Advisers, Inc. Item 8.Identification and Classification of Members of the Group. Item 9.Notice of Dissolution of Group. Item 10. Certification. (a) The following certification shall be included if the statement is filed pursuant to section 40.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (b) The following certification shall be included if the statement is filed pursuant to section 240.13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No 0674C723 13G Page 5 of 5 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 02/13/2018 Date /s/ Mary E. Antunes Signature Mary E. Antunes/Director, Private Wealth Compliance Name/Title